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The annual records management reporting period will soon be open. This year’s reporting period will be from October 15, 2014 to December 15, 2014. Agencies will be receiving additional communications with full details and instructions from our office.

This year, we will ask agencies to report on the following:

1. Senior Agency Official (SAO) annual report: This report measures progress towards the goals or requirements in the Managing Government Records Directive. Agencies will receive instructions and the template for the report prior to the beginning of the reporting period. SAOs are listed here. If agencies need to designate an SAO or make changes to this list, they may send a notification to We will prepare a comprehensive report later in FY 2015 to summarize results.

2. Records Management Self Assessment (RMSA): The survey tool information for the RMSA will be sent to Agency Records Officers prior to the beginning of the reporting period. We will send agencies an individualized report of their results after we analyze the data. We will also prepare and publish a comprehensive report later in FY 2015. Questions about the RMSA may be sent to

We have issued NARA Bulletin 2014-05, NARA-Created Transfer Records to agencies this afternoon.

This Bulletin establishes a time period for agencies to take action on NARA-created Transfer Requests (TR) in the Electronic Records Archives (ERA). NARA typically creates TRs for permanent records located in Federal Records Centers and are eligible for legal transfer as a convenience for agencies. These TRs then have to be proposed by the agencies for action. 

Under this Bulletin, all NARA-created TRs will expire 15 months after creation in ERA if the agency has not taken action. Additionally, all NARA-created Standard Forms 258, Agreement to Transfer Records to the National Archives of the United States (SFs 258), which have not yet been submitted to NARA will expire two months after the issuance of this Bulletin. The purpose for establishing an expiration date for NARA-created ERA TR is to ensure that they contain the most current information about the records.

Records Management Virtual Classroom Training FY15 Schedule

The National Archives and Records Administration will be offering Basic Records Operations and Vital Business Operations Online Classes in FY 2015. These online courses were designed to reach a geographically dispersed audience.

Basic Records Operations

This synchronous online course describes what to file, how to file it, and how to remove files no longer needed for current business. It covers the variety of activities involved in the maintenance and use, as well as the disposition, of Federal records. It presents practical applications in handling records of various types.

$125 – Four 90-Minute Sessions. Participants must complete all four sessions to receive a Certificate of Completion.

Dates                                     Time

October 8, 15, 22, 29              10:00 a.m. to 11:30 a.m. Eastern

January 7, 14, 21, 28               10:00 a.m. to 11:30 a.m. Eastern

March 9, 16, 23, 30                 2:00 p.m. to 3:30 p.m. Eastern

April 8, 15, 22, 29                   10:00 a.m. to 11:30 a.m. Eastern

June 9, 16, 23, 30                    2:00 p.m. to 3:30 a.m. Eastern

September 9, 16, 23, 30          10:00 a.m. to 11:30 a.m. Eastern


Vital Business Information

This synchronous online course provides the knowledge and skills required to identify, protect, and make readily available the vital records needed to support the resumption of critical business functions after a disaster, and to establish and administer a vital records program. The course is based on the vital record requirements contained in FEMA’s Federal Continuity Directives (FCD) 1 and 2 and 36 CFR Part 1223.

$125 – Four 90-Minute Sessions. Participants must complete all four sessions to receive a Certificate of Completion.

Dates                                       Time

February 4, 11, 18, 25             10:00 a.m. to 11:30 a.m. Eastern

August 10, 17, 24, 31             2:00 p.m. to 3:30 p.m. Eastern



NARA’s records management online courses have a limited number of lines available. Register online at Also visit our YouTube channel  for useful records management videos.


What people are saying……….

“Very informative and gave me more ideas to apply to the RM program. I have a better understanding and can figure many things out on my own.”

“This made record management much clearer and I have a better understanding of the responsibilities involved.”

“This course really helped me get some clarification on what is a vital record and what is not and the tools to begin to implement a plan for our office.”

A3.1 Report Released

by on September 19, 2014

You may recall that earlier this year, we issued a draft of the Automated Records Management Report and Plan. This document has now been finalized and is available here.

The report addresses categories of suitable approaches for automating electronic records management and discusses their outcomes, benefits, and risks.  It covers the goals of electronic records automation, what work we have accomplished to date, our stance on DOD 5015.2, and a framework of 5 suitable approaches to automation that the Federal government can pursue.

The plan, on the other hand, will remain a living document.  It will be revised at least once a year as we complete initial tasks and assess the feasibility of the initiatives we will start exploring in the first year. We are in the process of launching a website where we centralize the information about all of our activity related to this project.

We have received a number of comments from agencies about the new flexible disposition instructions in the GRS and want to provide some additional explanation as to why we have taken this approach and how agencies can use and benefit from these instructions.

Purpose of Flexible GRS Instructions

The GRS is not like agency schedules. It has to apply to all agencies throughout the federal government and not all agencies have the exact same retention needs for records. We have approached the GRS instructions as guidelines for agencies in retaining their records: we establish basic retention requirements, usually minimum retentions, but otherwise leave it to the agency to determine their business needs for the record. In other words, NARA sees no need to review disposition instructions for records covered by the GRS as long as they meet basic retention requirements.

The benefits of this approach are:

  • GRS disposition instructions make it clear what the basic retention requirements are and when they can be longer or shorter.
  • Agencies don’t have to request deviations to the GRS as long as their retention falls within the parameters of the GRS instruction.
  • The new instructions make clear which items can be bucketed to the longest common retention.
  • We can potentially cover more temporary items in the GRS, even if agencies have different retention needs.
  • Agencies may find that all they have to do to implement the new GRS is update disposition authorities.

How to Implement Flexible Instructions

Implementation is going to take some work, but then updating agency schedules to match the new GRS is going to take some work anyway. Agencies should update their schedules to reflect new GRS items and in doing so determine what the appropriate retention is for your agency. You may:

  • Use only the minimum retention: do not use “Longer retention is authorized for business use” in disposition manuals.
  • Set a specific retention or retention band within the parameters established by the GRS.
    • For example, if the GRS says “Destroy when 3 years old; longer retention is authorized for business use,” then the agency may say “Destroy when 5 years old.”
  • Use disposition instruction exactly as written, leaving specific retentions up to offices or individual users.

In some cases you may not have to do anything other than update the GRS disposition authority. The flexible instructions should benefit agencies that have or are implementing bucket schedules. For example, an agency that has scheduled procurement records in a 7 year bucket can cite new GRS 1.1, item 010, because it sets a minimum retention of 6 years, but allows for longer retention. It will also benefit agencies that have their own items for records that are new to the GRS. As long as the agency retention falls into the parameters of the GRS you can site the GRS instead of informing NARA that you will be using your own authority.

We understand that the flexible disposition instructions may still cause some confusion. We will be conducting a customer satisfaction survey in 2015 to get some feedback from agencies on how implementation of new GRS, including the flexible schedules, is going. In the meantime, if you have any questions, please contact We are happy to be of assistance.

May 2015
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